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If you are worried about the cost of going for it.......you should see the price of staying exactly where you are.

Welcome to Beginnings Ltd

     Our Mission

Our mission is simple - to help advisors take back control of their career and future.  

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We are experienced practitioners, and alongside our day jobs we will mentor you through every step of establishing and running a successful, profitable, and compliant directly authorised practice.

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Our comprehensive support covers everything you will need, from forming a legal entity, senior management training, investment solutions and beyond.  We can help with creating your brand too. 

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Our ultimate goal is to prepare you for a successful application for Direct Authorisation with the Financial Conduct Authority.  Through a structured approach we will ensure you have the skills and knowledge of not only running a business but running a regulated business.

 

We are passionate about helping you take back control of your future, let us help get you where you want to be.

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your gateway to the future you want.

Our Services

Our Services

Through a structured learning and mentoring programme you will learn everything you need to apply to for Direct Authorisation.  Most failed applications are due to being unprepared or not having the knowledge required by the regulator to give them confidence to authorise.   

We are passionate about your success.

Mentoring

 

Our mentoring and training programs are designed equip you with the knowledge and skills required to meet the application and threshold conditions of the FCA application process.

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Regulatory Compliance

 

We will assist in creating a compliant regulated business, ensuring all regulatory requirements are met to support your FCA application.  We will also provide ongoing support once authorised.

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Comprehensive Business Support

We will help you set up your business, provide you guidance on operations, including back office systems, and technology.

We can help you with the legal aspect of setting up and running a business.

Application Guidance

Applying for Direct Authorisation can be daunting. We provide guidance and support throughout an 18-month period, then when you are ready, we will help you apply to the FCA.

Advice Solutions

If you're looking to create and sustain an engaging advice proposition, our expertise and experience are at your service.

We can also provide research to build your own tailored investment portfolios.

Thinking of retirement?

We are committed to our profession and the continuance of access to excellent financial advice. We want to connect retiring advisors to the next generation of planners to continue your hard work.

Testimonials

Alex has been instrumental in us gaining FCA authorisation. The expertise and support has been invaluable, and we highly recommend their services.

Ready to take the next step?

Contact us today to set up a meeting to see how we can help you take the first step towards becoming a Directly Authorised firm with the FCA.

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Let us help you get to where you want to be.  The gateway to the future you want starts with Beginnings, 

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Are you ready to make the change? then lets begin...........

Contact
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